Commodity Brokers Online - Custom Search

Enter Search Keyword(s):

Custom Search for 1,000 + Commodity Webpages. All Sites have been Reviewed and Categorized by CommodityFuturesSearch.com

Commodity Trading Resources

CROMWELL FINANCIAL SERVICES, INC
CASE OUTCOME: PERMANENT BAR FROM NFA MEMBERSHIP

NFA ID:

0245020

Complaint:
On October 12, 2004, NFA issued a Complaint charging Cromwell and some of its APs with making deceptive and misleading sales solicitations and employing a high-pressure sales approach; failing to give adequate risk disclosure; failing to supervise; and providing false or misleading information to NFA. Tuccelli was alleged to be the cause of all of these violations.

Decision:
On August 31, 2006, Cromwell was ordered to withdraw from NFA membership, and not reapply for NFA membership or act as a principal of an NFA Member, and be permanently barred from NFA membership.

Source: National Futures Association

Visit:

FuturesBuzz.com for Futures Trading information including alot of Market Commentary, Commodities Fundamental Research and data on the Futures Markets.

DeepDiscountFutures.com for comparing discount Futures Brokers by Commission Rates, Account Minimums, Trading Platforms and Specialties.

CommodityFuturesSearch for searching Commodities and Futures. It is by far the best way to search for stricly, Hand-Selected and Reviewed Commodity Websites
in a Custom Search Engine powered by Google. There are no "junk" or "paid" sites included.

CROMWELL FINANCIAL SERVICES, INC CASE OUTCOME: PERMANENT BAR FROM NFA MEMBERSHIP

CROMWELL FINANCIAL SERVICES, INC
CASE OUTCOME: PERMANENT BAR FROM NFA MEMBERSHIP